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FORM WEALTH ADVISORS, LLC

LAKE GENEVA, WI · CRD 326519 · IAPD ↗ · 262-686-3005

$1.06BRegulatory AUM
8Advisory reps
16Employees
1Clients
More than 500Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — FORM WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($932.3M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
December 2025 — FORM WEALTH ADVISORS, LLC notice-filed in AL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
November 2024 — FORM WEALTH ADVISORS, LLC notice-filed in AZ, CA, CO, FL, IL, MN, NC, NE, TX, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
98
October 2024 — FORM WEALTH ADVISORS, LLC (LAKE GENEVA, WI) is newly SEC-registered with $925.8M RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.