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PERSIMMON CAPITAL MANAGEMENT

BLUE BELL, PA · CRD 334563 · IAPD ↗ · persimmoncapital.com · 484-572-0500

$368.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
December 2025 — PERSIMMON CAPITAL MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
December 2025 — PERSIMMON CAPITAL MANAGEMENT now reports custody of client assets ($38.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
46
July 2025 — PERSIMMON CAPITAL MANAGEMENT notice-filed in CA, CO, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
June 2025 — PERSIMMON CAPITAL MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
March 2025 — PERSIMMON CAPITAL MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.