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SKYVIEW PINNACLE

· CRD 338282 · IAPD ↗ · skyviewpinnacle.com · 656-245-3491

$10.5MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
9States
5Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
June 2026 — SKYVIEW PINNACLE (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $10.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
March 2026 — SKYVIEW PINNACLE now reports custody of client assets ($12.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
January 2026 — SKYVIEW PINNACLE's Item 11 disclosure-reporting entries rose by 5 (0 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
January 2026 — SKYVIEW PINNACLE added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
December 2025 — SKYVIEW PINNACLE (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.