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GLOBAL VIEW CAPITAL MANAGEMENT LLC

WAUKESHA, WI · CRD 158292 · IAPD ↗ · gvcadvisors.com · 262-650-1030

$775.2MRegulatory AUM
107Advisory reps
122Employees
0Clients
1-10Planning clients
0Private funds
40States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

83
April 2026 — GLOBAL VIEW CAPITAL MANAGEMENT LLC grew from 85 to 107 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
December 2025 — GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in AK, KS, MD, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — GLOBAL VIEW CAPITAL MANAGEMENT LLC now reports custody of client assets ($89.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
November 2024 — GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — GLOBAL VIEW CAPITAL MANAGEMENT LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
February 2024 — GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.