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RUGGIERO INVESTMENTS

WEST PALM BEACH, FL · CRD 169180 · IAPD ↗ · (800) 777-4726

$137.6MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
10States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
December 2025 — RUGGIERO INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
December 2025 — RUGGIERO INVESTMENTS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
February 2025 — RUGGIERO INVESTMENTS (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.