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BAFFIN ADVISORS LLC

· CRD 151202 · IAPD ↗ · baffinadvisors.com · 914-371-2992

$103.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — BAFFIN ADVISORS LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — BAFFIN ADVISORS LLC reported RAUM up 91% ($62.6M -> $119.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.