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PRASAD WEALTH PARTNERS

INDEPENDENCE, OH · CRD 332507 · IAPD ↗ · 216-313-9999

$572.1MRegulatory AUM
5Advisory reps
11Employees
1Clients
51-100Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — PRASAD WEALTH PARTNERS notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2026 — PRASAD WEALTH PARTNERS notice-filed in AZ, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2026 — PRASAD WEALTH PARTNERS notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — PRASAD WEALTH PARTNERS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — PRASAD WEALTH PARTNERS crossed $500M in regulatory AUM ($486.0M -> $572.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
March 2026 — PRASAD WEALTH PARTNERS notice-filed in IL, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — PRASAD WEALTH PARTNERS notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — PRASAD WEALTH PARTNERS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — PRASAD WEALTH PARTNERS notice-filed in CA, FL, NC, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
January 2025 — PRASAD WEALTH PARTNERS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
68
December 2024 — PRASAD WEALTH PARTNERS now reports custody of client assets ($75.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
December 2024 — PRASAD WEALTH PARTNERS reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
September 2024 — PRASAD WEALTH PARTNERS (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.