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SFE INVESTMENT COUNSEL INC.

LOS ANGELES, CA · CRD 145530 · IAPD ↗ · sfeic.com · 213-612-0220

$748.4MRegulatory AUM
9Advisory reps
14Employees
0Clients
0Planning clients
2Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — SFE INVESTMENT COUNSEL INC. reported RAUM up 29% ($581.6M -> $748.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2025 — SFE INVESTMENT COUNSEL INC. notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — SFE INVESTMENT COUNSEL INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
January 2025 — SFE INVESTMENT COUNSEL INC. notice-filed in DC, NV, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
January 2025 — SFE INVESTMENT COUNSEL INC. crossed $500M in regulatory AUM ($441.8M -> $581.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.