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GRADIENT WEALTH MANAGEMENT

ARDEN HILLS, MN · CRD 127701 · IAPD ↗ · gradientfinancialgroup.com · 866-991-1539

$607.9MRegulatory AUM
67Advisory reps
67Employees
251Clients
1-10Planning clients
0Private funds
51States
14Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — GRADIENT WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 6 (8 -> 14).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2026 — GRADIENT WEALTH MANAGEMENT added office(s): 38 -> 46 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2026 — GRADIENT WEALTH MANAGEMENT grew from 62 to 67 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
December 2025 — GRADIENT WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (7 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
July 2025 — GRADIENT WEALTH MANAGEMENT notice-filed in ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — GRADIENT WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — GRADIENT WEALTH MANAGEMENT crossed $500M in regulatory AUM ($475.2M -> $591.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.