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CADIA PRIVATE CLIENT LLC

PARSIPPANY, NJ · CRD 337400 · IAPD ↗ · 973-993-6300

$192.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — CADIA PRIVATE CLIENT LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2026 — CADIA PRIVATE CLIENT LLC now reports custody of client assets ($24.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2026 — CADIA PRIVATE CLIENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — CADIA PRIVATE CLIENT LLC (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.