← Tributary

AXIENT INVESTMENT ADVISORS LLC

HUNTSVILLE, AL · CRD 336722 · IAPD ↗ · axientadvisors.com · 256-980-1723

$454.0MRegulatory AUM
12Advisory reps
18Employees
0Clients
0Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — AXIENT INVESTMENT ADVISORS LLC now reports custody of client assets ($5.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2026 — AXIENT INVESTMENT ADVISORS LLC grew from 8 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2026 — AXIENT INVESTMENT ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
March 2026 — AXIENT INVESTMENT ADVISORS LLC notice-filed in AR, CA, CO, FL, GA, IA, IN, KY, LA, MA, MN, MS, NC, NE, OH, SC, TN, TX, VA, WA, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2025 — AXIENT INVESTMENT ADVISORS LLC (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.