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FOREFRONT

AUSTIN, TX · CRD 308521 · IAPD ↗ · 512-617-1984

$239.8MRegulatory AUM
7Advisory reps
15Employees
10Clients
26-50Planning clients
0Private funds
27States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — FOREFRONT added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
46
February 2026 — FOREFRONT notice-filed in GA, ID, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
December 2025 — FOREFRONT notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — FOREFRONT added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
March 2025 — FOREFRONT notice-filed in CO, IL, LA, OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2025 — FOREFRONT now reports custody of client assets ($27.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2025 — FOREFRONT reported RAUM up 103% ($118.2M -> $239.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
46
December 2024 — FOREFRONT notice-filed in HI, MN, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
November 2024 — FOREFRONT notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
October 2024 — FOREFRONT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
September 2024 — FOREFRONT notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — FOREFRONT (AUSTIN, TX) is newly SEC-registered with $118.2M RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.