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SARMAYA PARTNERS, LLC

SAN ANTONIO, TX · CRD 330100 · IAPD ↗ · sarmayapartners.com · 303-520-2419

$33.0MRegulatory AUM
2Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
March 2026 — SARMAYA PARTNERS, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
48
March 2026 — SARMAYA PARTNERS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
March 2026 — SARMAYA PARTNERS, LLC reported RAUM up 450% ($6.0M -> $33.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
34
December 2025 — SARMAYA PARTNERS, LLC notice-filed in CA, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
April 2025 — SARMAYA PARTNERS, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — SARMAYA PARTNERS, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2025 — SARMAYA PARTNERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
February 2025 — SARMAYA PARTNERS, LLC (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.