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ARQ WEALTH ADVISORS, LLC

SCOTTSDALE, AZ · CRD 147351 · IAPD ↗ · arqwealth.com · 480-214-9572

$1.21BRegulatory AUM
11Advisory reps
18Employees
0Clients
More than 500Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
September 2026 — ARQ WEALTH ADVISORS, LLC notice-filed in NC, OR, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
September 2026 — ARQ WEALTH ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
September 2026 — ARQ WEALTH ADVISORS, LLC now reports custody of client assets ($739.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
September 2026 — ARQ WEALTH ADVISORS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
May 2026 — ARQ WEALTH ADVISORS, LLC notice-filed in ID, IN, MA, MI, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
May 2026 — ARQ WEALTH ADVISORS, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
May 2026 — ARQ WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($844.3M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — ARQ WEALTH ADVISORS, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — ARQ WEALTH ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2024 — ARQ WEALTH ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
May 2024 — ARQ WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($466.2M -> $520.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2024 — ARQ WEALTH ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2024 — ARQ WEALTH ADVISORS, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.