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BLUE FINANCIAL

CHARLOTTE, NC · CRD 330324 · IAPD ↗ · 7043021141

$145.1MRegulatory AUM
6Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — BLUE FINANCIAL reported RAUM up 44% ($100.4M -> $145.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
December 2025 — BLUE FINANCIAL notice-filed in MS, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
December 2025 — BLUE FINANCIAL grew from 3 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
May 2025 — BLUE FINANCIAL (CHARLOTTE, NC) is newly SEC-registered with $100.4M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.