← Tributary

REDWOOD INVESTMENT MANAGEMENT, LLC.

SCOTTSDALE, AZ · CRD 153139 · IAPD ↗ · redwoodmutualfunds.com · 3102728185

$2.47BRegulatory AUM
5Advisory reps
39Employees
0Clients
0Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
December 2025 — REDWOOD INVESTMENT MANAGEMENT, LLC. changed its website from leadersharesetfs.com to redwoodmutualfunds.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
49
December 2025 — REDWOOD INVESTMENT MANAGEMENT, LLC. notice-filed in KS, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — REDWOOD INVESTMENT MANAGEMENT, LLC. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.