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DLK INVESTMENT MANAGEMENT

SOLANA BEACH, CA · CRD 149096 · IAPD ↗ · 858.433.3200

$524.0MRegulatory AUM
5Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
9States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — DLK INVESTMENT MANAGEMENT crossed $500M in regulatory AUM ($435.0M -> $524.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
December 2025 — DLK INVESTMENT MANAGEMENT notice-filed in CO, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
January 2025 — DLK INVESTMENT MANAGEMENT, LLC is now doing business as DLK INVESTMENT MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
58
July 2024 — DLK INVESTMENT MANAGEMENT is now doing business as DLK INVESTMENT MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
June 2024 — DLK INVESTMENT MANAGEMENT notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.