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SPINNAKER INVESTMENT GROUP, LLC

NEWPORT BEACH, CA · CRD 283414 · IAPD ↗ · (949) 396-6700

$1.07BRegulatory AUM
8Advisory reps
11Employees
0Clients
26-50Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — SPINNAKER INVESTMENT GROUP, LLC notice-filed in MA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2026 — SPINNAKER INVESTMENT GROUP, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2026 — SPINNAKER INVESTMENT GROUP, LLC now reports custody of client assets ($420.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
March 2026 — SPINNAKER INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($882.0M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — SPINNAKER INVESTMENT GROUP, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2025 — SPINNAKER INVESTMENT GROUP, LLC reported RAUM up 30% ($676.8M -> $882.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
January 2025 — SPINNAKER INVESTMENT GROUP, LLC notice-filed in GA, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2024 — SPINNAKER INVESTMENT GROUP, LLC notice-filed in CO, ID, IL, NC, NH, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
February 2024 — SPINNAKER INVESTMENT GROUP, LLC reported RAUM up 32% ($514.6M -> $676.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.