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DISHMI CAPITAL, LLC

PASADENA, CA · CRD 336392 · IAPD ↗ · dishmicap.com · (323) 835-5560

$215.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — DISHMI CAPITAL, LLC reported RAUM up 49% ($144.2M -> $215.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
January 2026 — DISHMI CAPITAL, LLC moved its main office from SOUTH PASADENA, CA to PASADENA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
46
December 2025 — DISHMI CAPITAL, LLC notice-filed in NV, NY, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — DISHMI CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
June 2025 — DISHMI CAPITAL, LLC (SOUTH PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.