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CARDONE WEALTH ADVISORS

AVENTURA, FL · CRD 337559 · IAPD ↗ · cardonewealthadvisors.com · 310-777-0255

$0Regulatory AUM
2Advisory reps
6Employees
56Clients
51-100Planning clients
0Private funds
15States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — CARDONE WEALTH ADVISORS notice-filed in AK, AZ, CA, GA, IL, LA, MD, MI, MO, NE, NJ, NV, TX, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — CARDONE WEALTH ADVISORS reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — CARDONE WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — CARDONE WEALTH ADVISORS (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.