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WELLTH ADVISORY SERVICES, LLC

· CRD 330537 · IAPD ↗ · srpretire.com · 866-777-4015

$26.68BRegulatory AUM
73Advisory reps
74Employees
10Clients
51-100Planning clients
0Private funds
45States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — WELLTH ADVISORY SERVICES, LLC notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — WELLTH ADVISORY SERVICES, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
December 2025 — WELLTH ADVISORY SERVICES, LLC notice-filed in AR, AZ, ID, NJ, OR, VT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — WELLTH ADVISORY SERVICES, LLC reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2025 — WELLTH ADVISORY SERVICES, LLC grew from 67 to 72 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
September 2024 — WELLTH ADVISORY SERVICES, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
August 2024 — WELLTH ADVISORY SERVICES, LLC notice-filed in CO, CT, DC, KS, LA, MA, ME, MO, MS, NE, NH, PA, UT, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
August 2024 — WELLTH ADVISORY SERVICES, LLC grew from 1 to 67 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
July 2024 — WELLTH ADVISORY SERVICES, LLC added office(s): 0 -> 31 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
May 2024 — WELLTH ADVISORY SERVICES, LLC (SHOREWOOD, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.