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BEATRICE ADVISORS LP

NEW YORK, NY · CRD 332668 · IAPD ↗ · 212-688-1261

$282.3MRegulatory AUM
6Advisory reps
11Employees
1Clients
11-25Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — BEATRICE ADVISORS LP reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2026 — BEATRICE ADVISORS LP grew from 2 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2026 — BEATRICE ADVISORS LP reported RAUM up 337% ($64.6M -> $282.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
December 2025 — BEATRICE ADVISORS LP now reports custody of client assets ($1.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
December 2025 — BEATRICE ADVISORS LP now reports 1 private fund(s) ($1.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
50
June 2025 — BEATRICE ADVISORS LP added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
January 2025 — BEATRICE ADVISORS LP (NEW YORK, NY) is newly SEC-registered with $64.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.