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CAPITAL RESEARCH AND MANAGEMENT COMPANY

LOS ANGELES, CA · CRD 110885 · IAPD ↗ · retirementsolutions.financialtrans.com · 213-486-9200

$4320.75BRegulatory AUM
411Advisory reps
1395Employees
134Clients
n/aPlanning clients
0Private funds
53States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
October 2026 — CAPITAL RESEARCH AND MANAGEMENT COMPANY grew from 393 to 411 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2026 — CAPITAL RESEARCH AND MANAGEMENT COMPANY's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
December 2025 — CAPITAL RESEARCH AND MANAGEMENT COMPANY grew from 372 to 393 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
October 2024 — CAPITAL RESEARCH AND MANAGEMENT COMPANY now reports custody of client assets ($13.94B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
80
October 2024 — CAPITAL RESEARCH AND MANAGEMENT COMPANY grew from 362 to 372 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.