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NPA ASSET MANAGEMENT, LLC

FAIR LAWN, NJ · CRD 131534 · IAPD ↗ · nationwideplanning.com · 201-476-0029

$1.06BRegulatory AUM
52Advisory reps
68Employees
2746Clients
101-250Planning clients
0Private funds
15States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
December 2025 — NPA ASSET MANAGEMENT, LLC notice-filed in NC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2025 — NPA ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($882.6M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
October 2024 — NPA ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 5 (4 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.