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BNY MELLON SECURITIES CORPORATION

NEW YORK, NY · CRD 231 · IAPD ↗ · bny.com · 2129226273

$8.45BRegulatory AUM
91Advisory reps
253Employees
0Clients
0Planning clients
0Private funds
53States
25Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — BNY MELLON SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 6 (19 -> 25).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — BNY MELLON SECURITIES CORPORATION added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2025 — BNY MELLON SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 3 (20 -> 23).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — BNY MELLON SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 6 (14 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — BNY MELLON SECURITIES CORPORATION shrank from 100 to 94 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.