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THURSTON SPRINGER ADVISORS

INDIANAPOLIS, IN · CRD 299201 · IAPD ↗ · thurstonspringer.com · 317.581.4000

$6.01BRegulatory AUM
86Advisory reps
100Employees
0Clients
1-10Planning clients
0Private funds
41States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — THURSTON SPRINGER ADVISORS's Item 11 disclosure-reporting entries rose by 15 (0 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2026 — THURSTON SPRINGER ADVISORS added office(s): 20 -> 33 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
October 2026 — THURSTON SPRINGER ADVISORS reported RAUM up 63% ($3.68B -> $6.01B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
December 2025 — THURSTON SPRINGER ADVISORS notice-filed in AK, AL, CO, CT, GA, IA, ID, MT, SD, UT, VA, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
December 2025 — THURSTON SPRINGER ADVISORS grew from 68 to 86 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
August 2025 — THURSTON SPRINGER ADVISORS notice-filed in AZ, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2025 — THURSTON SPRINGER ADVISORS notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
October 2024 — THURSTON SPRINGER ADVISORS reported RAUM up 192% ($1.35B -> $3.96B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
October 2024 — THURSTON SPRINGER ADVISORS grew from 51 to 68 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
July 2024 — THURSTON SPRINGER ADVISORS notice-filed in LA, NM, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
February 2024 — THURSTON SPRINGER ADVISORS notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.