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VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX · CRD 42803 · IAPD ↗ · valic.com · 866-544-4968

$29.22BRegulatory AUM
1280Advisory reps
1647Employees
38Clients
11-25Planning clients
0Private funds
51States
61Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — VALIC FINANCIAL ADVISORS, INC. grew from 1239 to 1280 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 4 (61 -> 65).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2025 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 8 (53 -> 61).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — VALIC FINANCIAL ADVISORS, INC. shrank from 1289 to 1239 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — VALIC FINANCIAL ADVISORS, INC. added office(s): 148 -> 246 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
November 2024 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 4 (50 -> 54).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (48 -> 50).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2024 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (46 -> 48).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (45 -> 46).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — VALIC FINANCIAL ADVISORS, INC. shrank from 1391 to 1289 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — VALIC FINANCIAL ADVISORS, INC. reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2024 — VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (51 -> 53).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.