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PROVENANCE WEALTH ADVISORS

FORT LAUDERDALE, FL · CRD 126529 · IAPD ↗ · 954-712-8888

$3.63BRegulatory AUM
20Advisory reps
52Employees
80Clients
101-250Planning clients
0Private funds
32States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — PROVENANCE WEALTH ADVISORS reported RAUM up 26% ($3.52B -> $4.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
December 2025 — PROVENANCE WEALTH ADVISORS began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
51
April 2025 — PROVENANCE WEALTH ADVISORS notice-filed in MS, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — PROVENANCE WEALTH ADVISORS reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2025 — PROVENANCE WEALTH ADVISORS reported RAUM up 35% ($2.62B -> $3.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
January 2025 — PROVENANCE WEALTH ADVISORS notice-filed in AR, DC, DE, IA, OR, PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.