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SPIEGELMAN WEALTH MANAGEMENT, INC.

WALNUT CREEK, CA · CRD 336637 · IAPD ↗ · spiegelmanwealth.com · 925-385-6200

$443.0MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — SPIEGELMAN WEALTH MANAGEMENT, INC. grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
December 2025 — SPIEGELMAN WEALTH MANAGEMENT LLC is now doing business as SPIEGELMAN WEALTH MANAGEMENT, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
63
December 2025 — SPIEGELMAN WEALTH MANAGEMENT, INC. began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
95
July 2025 — SPIEGELMAN WEALTH MANAGEMENT LLC (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.