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HUGHES & COMPANY

CHICAGO, IL · CRD 311212 · IAPD ↗ · hughes-co.com · 312-238-9600

$367.4MRegulatory AUM
12Advisory reps
13Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — HUGHES & COMPANY grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
83
December 2025 — HUGHES & COMPANY (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.