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BQS FINANCIAL ADVISORS, LLC

NEW YORK, NY · CRD 333795 · IAPD ↗ · 917-939-0632

$226.4MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
April 2026 — BQS FINANCIAL ADVISORS, LLC reported RAUM up 37% ($165.0M -> $226.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — BQS FINANCIAL ADVISORS, LLC notice-filed in AZ, CA, NJ, NM, NV, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
December 2025 — BQS FINANCIAL ADVISORS, LLC reported RAUM up 53% ($108.0M -> $165.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
December 2025 — BQS FINANCIAL ADVISORS, LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
July 2025 — BQS FINANCIAL ADVISORS, LLC (NEW YORK, NY) is newly SEC-registered with $108.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.