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WEALTHPOINT ADVISORS

CRAMERTON, NC · CRD 332312 · IAPD ↗ · wealthpointadvisorsnc.com · 704-675-5300

$147.1MRegulatory AUM
4Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — WEALTHPOINT ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — WEALTHPOINT ADVISORS now reports custody of client assets ($2.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — WEALTHPOINT ADVISORS reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
January 2025 — WEALTHPOINT ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
October 2024 — WEALTHPOINT ADVISORS notice-filed in FL, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — WEALTHPOINT FINANCIAL LLC is now doing business as WEALTHPOINT ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
August 2024 — WEALTHPOINT FINANCIAL LLC (CRAMERTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.