← Tributary

CALTON & ASSOCIATES, INC.

TAMPA, FL · CRD 20999 · IAPD ↗ · calton.com · 813-264-0440

$1.58BRegulatory AUM
221Advisory reps
373Employees
0Clients
51-100Planning clients
0Private funds
51States
14Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — CALTON & ASSOCIATES, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
January 2026 — CALTON & ASSOCIATES, INC. reported RAUM up 30% ($1.22B -> $1.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
December 2025 — CALTON & ASSOCIATES, INC. notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.