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MOORS & CABOT, INC

BOSTON, MA · CRD 594 · IAPD ↗ · 800-426-0501

$4.03BRegulatory AUM
85Advisory reps
121Employees
10Clients
101-250Planning clients
0Private funds
36States
19Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — MOORS & CABOT, INC notice-filed in MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — MOORS & CABOT, INC added office(s): 13 -> 30 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
82
December 2025 — MOORS & CABOT, INC grew from 73 to 85 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
October 2024 — MOORS & CABOT, INC added office(s): 12 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
October 2024 — MOORS & CABOT, INC grew from 67 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.