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KEY CAPITAL MANAGEMENT, INC.

HENDERSONVILLE, TN · CRD 173773 · IAPD ↗ · 615-826-5749

$393.0MRegulatory AUM
9Advisory reps
35Employees
0Clients
101-250Planning clients
0Private funds
14States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
May 2026 — KEY CAPITAL MANAGEMENT, INC. notice-filed in CO, IN, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2026 — KEY CAPITAL MANAGEMENT, INC. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — KEY CAPITAL MANAGEMENT, INC. reported RAUM up 34% ($293.0M -> $393.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2026 — KEY CAPITAL MANAGEMENT, INC. grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — KEY CAPITAL MANAGEMENT, INC. notice-filed in MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — KEY CAPITAL MANAGEMENT, INC. added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
February 2025 — KEY CAPITAL MANAGEMENT, INC. reported RAUM up 42% ($205.8M -> $293.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2025 — KEY CAPITAL MANAGEMENT, INC. grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
February 2025 — KEY CAPITAL MANAGEMENT, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
50
May 2024 — KEY CAPITAL MANAGEMENT, INC. notice-filed in AL, AZ, FL, KY, NC, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2024 — KEY CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
February 2024 — KEY CAPITAL MANAGEMENT, INC. reported RAUM up 61% ($127.5M -> $205.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.