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BEACON CAPITAL ADVISORY GROUP

CHARLOTTE, NC · CRD 333090 · IAPD ↗ · 877-801-2322

$223.5MRegulatory AUM
2Advisory reps
4Employees
4Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — BEACON CAPITAL ADVISORY GROUP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — BEACON CAPITAL ADVISORY GROUP reported RAUM up 47% ($151.7M -> $223.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2026 — BEACON CAPITAL ADVISORY GROUP notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
December 2025 — BEACON CAPITAL ADVISORY GROUP notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — BEACON CAPITAL ADVISORY GROUP reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
March 2025 — BEACON CAPITAL ADVISORY GROUP reported RAUM up 44% ($105.5M -> $151.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
December 2024 — BEACON CAPITAL ADVISORY GROUP notice-filed in AK, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2024 — BEACON CAPITAL ADVISORY GROUP added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
December 2024 — BEACON CAPITAL ADVISORY GROUP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
November 2024 — BEACON CAPITAL ADVISORY GROUP (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.