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DEERFIELD

INDIANAPOLIS, IN · CRD 104964 · IAPD ↗ · 317-469-2455

$1.18BRegulatory AUM
6Advisory reps
14Employees
19Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — DEERFIELD crossed $1B in regulatory AUM ($958.7M -> $1.18B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — DEERFIELD notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — DEERFIELD added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.