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TICINO WEALTH

MISSION VIEJO, CA · CRD 335808 · IAPD ↗ · ticinowealth.com · 949-427-8104

$400.2MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
December 2025 — TICINO WEALTH notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
December 2025 — TICINO WEALTH now reports custody of client assets ($26.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2025 — TICINO WEALTH (MISSION VIEJO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.