← Tributary

B.B. GRAHAM & COMPANY, INC.

ORANGE, CA · CRD 41533 · IAPD ↗ · bbgraham.com · (714) 628-5200

$321.7MRegulatory AUM
32Advisory reps
32Employees
0Clients
0Planning clients
0Private funds
46States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — B.B. GRAHAM & COMPANY, INC. notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — B.B. GRAHAM & COMPANY, INC. added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — B.B. GRAHAM & COMPANY, INC. reported RAUM up 64% ($196.1M -> $321.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2025 — B.B. GRAHAM & COMPANY, INC. notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — B.B. GRAHAM & COMPANY, INC. notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — B.B. GRAHAM & COMPANY, INC. added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2024 — B.B. GRAHAM & COMPANY, INC. notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
November 2024 — B.B. GRAHAM & COMPANY, INC. notice-filed in MI, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
July 2024 — B.B. GRAHAM & COMPANY, INC. notice-filed in RI, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.