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RIGDEN CAPITAL STRATEGIES

ENGLEWOOD, CO · CRD 326930 · IAPD ↗ · biggerpockets.com · 303-351-1618

$168.9MRegulatory AUM
6Advisory reps
6Employees
42Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2026 — RIGDEN CAPITAL STRATEGIES reported RAUM up 30% ($130.1M -> $168.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
April 2026 — RIGDEN CAPITAL STRATEGIES notice-filed in NH, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — RIGDEN CAPITAL STRATEGIES moved its main office from DENVER, CO to ENGLEWOOD, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
60
April 2026 — RIGDEN CAPITAL STRATEGIES reported RAUM up 25% ($104.1M -> $130.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — RIGDEN CAPITAL STRATEGIES now reports custody of client assets ($5.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
December 2025 — RIGDEN CAPITAL STRATEGIES notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — RIGDEN CAPITAL STRATEGIES added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
December 2025 — RIGDEN CAPITAL STRATEGIES grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
July 2025 — RIGDEN CAPITAL STRATEGIES notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — RIGDEN CAPITAL STRATEGIES added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
July 2025 — RIGDEN CAPITAL STRATEGIES's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
June 2025 — RIGDEN CAPITAL STRATEGIES notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2025 — RIGDEN CAPITAL STRATEGIES added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2025 — RIGDEN CAPITAL STRATEGIES (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.