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RE-OCCUR

WESTLAKE, TX · CRD 337991 · IAPD ↗ · reoccurpartners.com · 646-854-4370

$0Regulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
1Private funds
5States
0Disclosures
fundSegment
120-Day ApprovalSEC status

Filing changes

45
February 2026 — RE-OCCUR (WESTLAKE, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
80
December 2025 — RE-OCCUR (WESTLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.