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HILLSPRING FINANCIAL, INC.

SURPRISE, AZ · CRD 113938 · IAPD ↗ · hillspringfinancial.com · 623-583-6141

$186.0MRegulatory AUM
2Advisory reps
4Employees
8Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — HILLSPRING FINANCIAL, INC. notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
October 2024 — HILLSPRING FINANCIAL, INC. (SURPRISE, AZ) is newly SEC-registered with $169.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.