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MINDSET ASSET MANAGEMENT, LLC

INDIANAPOLIS, IN · CRD 338530 · IAPD ↗ · mindset-am.com · 317-348-4655

$0Regulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

85
December 2025 — MINDSET ASSET MANAGEMENT, LLC (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.