← Tributary

NEW WAVE FINANCIAL SERVICES

· CRD 173224 · IAPD ↗ · 213-316-8641

$121.6MRegulatory AUM
1Advisory reps
1Employees
4Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
December 2025 — NEW WAVE FINANCIAL SERVICES (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.