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HARVEST INVESTMENT SERVICES, LLC

OAKBROOK TERRACE, IL · CRD 159390 · IAPD ↗ · (630) 613-9230

$758.4MRegulatory AUM
28Advisory reps
38Employees
0Clients
26-50Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — HARVEST INVESTMENT SERVICES, LLC added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — HARVEST INVESTMENT SERVICES, LLC reported RAUM up 42% ($534.2M -> $758.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — HARVEST INVESTMENT SERVICES, LLC grew from 23 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
December 2025 — HARVEST INVESTMENT SERVICES, LLC notice-filed in MA, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — HARVEST INVESTMENT SERVICES, LLC added office(s): 10 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — HARVEST INVESTMENT SERVICES, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — HARVEST INVESTMENT SERVICES, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — HARVEST INVESTMENT SERVICES, LLC crossed $500M in regulatory AUM ($281.7M -> $534.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2024 — HARVEST INVESTMENT SERVICES, LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.