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ERNST & YOUNG INVESTMENT ADVISERS LLP

SECAUCUS, NJ · CRD 110921 · IAPD ↗ · 800-273-0588

$0Regulatory AUM
140Advisory reps
140Employees
30Clients
26-50Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — ERNST & YOUNG INVESTMENT ADVISERS LLP notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — ERNST & YOUNG INVESTMENT ADVISERS LLP shrank from 160 to 140 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
October 2024 — ERNST & YOUNG INVESTMENT ADVISERS LLP shrank from 190 to 160 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.