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J.M. ARBOUR, LLC

GARDINER, ME · CRD 313352 · IAPD ↗ · jmarbour.com · (207) 248-6767

$183.2MRegulatory AUM
10Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — J.M. ARBOUR, LLC now reports custody of client assets ($75.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
69
April 2026 — J.M. ARBOUR, LLC grew from 6 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
December 2025 — J.M. ARBOUR, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — J.M. ARBOUR, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — J.M. ARBOUR, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — J.M. ARBOUR, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — J.M. ARBOUR, LLC reported RAUM up 32% ($116.5M -> $154.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
March 2024 — J.M. ARBOUR, LLC reported RAUM up 25% ($92.9M -> $116.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.