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WNY ASSET MANAGEMENT, LLC

WILLIAMSVILLE, NY · CRD 153872 · IAPD ↗ · cpafinancialnetwork.com · 716-626-0060

$1.73BRegulatory AUM
18Advisory reps
35Employees
8Clients
More than 500Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

78
April 2026 — WNY ASSET MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
December 2025 — WNY ASSET MANAGEMENT, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.