← Tributary

STONE TEMPLE PARTNERS LLC

NEW YORK, NY · CRD 332833 · IAPD ↗ · stpartners.co · (203) 253-1823

$668.7MRegulatory AUM
8Advisory reps
11Employees
0Clients
11-25Planning clients
3Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — STONE TEMPLE PARTNERS LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — STONE TEMPLE PARTNERS LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
December 2025 — STONE TEMPLE PARTNERS LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
December 2025 — STONE TEMPLE PARTNERS LLC moved its main office from DARIEN, CT to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
December 2025 — STONE TEMPLE PARTNERS LLC added office(s): 5 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
December 2025 — STONE TEMPLE PARTNERS LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
May 2025 — STONE TEMPLE PARTNERS LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — STONE TEMPLE PARTNERS LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — STONE TEMPLE PARTNERS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — STONE TEMPLE PARTNERS LLC now reports custody of client assets ($2.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — STONE TEMPLE PARTNERS LLC now reports 1 private fund(s) ($2.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
53
February 2025 — STONE TEMPLE PARTNERS LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
February 2025 — STONE TEMPLE PARTNERS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
October 2024 — STONE TEMPLE PARTNERS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.