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QIC

NEW YORK, NY · CRD 161705 · IAPD ↗ · qic.com · 212-224-8900

$7.78BRegulatory AUM
20Advisory reps
28Employees
0Clients
n/aPlanning clients
17Private funds
0States
2Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
December 2025 — QIC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
December 2025 — QIC grew from 16 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
October 2024 — QIC shrank from 22 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
October 2024 — QIC reported RAUM up 188% ($2.19B -> $6.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.